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Alfred J Tolli

Pruco Securities, LLC

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About Alfred J Tolli

Alfred J. Tolli is a registered representative with Pruco Securities, LLC. Alfred has been in the securities industry since August 8, 2010. Alfred is licensed in New Jersey and New York. Alfred has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and AXA Advisors, LLC. In addition to Alfred's role at Pruco Securities, LLC, Alfred is also a health insurance sales agent.

Firm Information

Alfred Tolli is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Alfred Tolli’s Registration & Firm History

NJ

06/07/2016 - Present

Pruco Securities, LLC (Paramus NJ)

NJ

02/19/2010 - 05/19/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRANFORD NJ)

NY

10/02/2009 - 01/27/2010

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alfred J Tolli. Review regulatory record here.
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