Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Richter is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Flemington, New Jersey. Alfred has over 14 years of experience in the financial services industry. Alfred specializes in portfolio management for businesses and individuals, and also provides financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/29/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLEMINGTON NJ)
NJ
08/17/2022 - 08/25/2022
CITIZENS SECURITIES, INC. (WHITEHOUSE NJ)
NJ
08/05/2015 - 08/17/2022
CETERA INVESTMENT SERVICES LLC (WHITEHOUSE NJ)
PA
05/12/2014 - 08/07/2015
CUSO FINANCIAL SERVICES, L.P. (HARRISBURG PA)
PA
03/29/2012 - 05/21/2014
INVESTMENT PROFESSIONALS, INC. (PHOENIXVILLE PA)
PA
02/10/2009 - 04/05/2012
PRIMEVEST FINANCIAL SERVICES, INC. (POTTSTOWN PA)
NJ
01/02/2000 - 12/11/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 7/20/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/3/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/9/2010
Series 7 - General Securities Representative Examination
BC
Issued 2/9/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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