Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred H. Geary is a financial professional with over 20 years of experience in the securities industry. Currently, Alfred works at Compass Point Research & Trading, LLC in Washington, DC. Previously, Alfred has held positions with several other firms including Wells Fargo Securities, LLC and Cowen Prime Services LLC. Alfred holds a Series 7, Series 63, Series 55, Series 57, and SIE. Alfred is registered in Connecticut, Florida, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
04/06/2021 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
NY
07/01/2020 - 03/08/2021
WELLS FARGO SECURITIES, LLC (New York NY)
NY
04/15/2019 - 04/01/2020
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
09/01/2000 - 02/27/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
10/09/1996 - 08/04/2000
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 05/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2019
Series 57TO - Securities Trader Exam
BC
Issued 03/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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