Unclaimed
Alfred Sickinger is a financial advisor with Raymond James & Associates, Inc. based in Birmingham, MI. Alfred has been in the industry since June 2002. Alfred has a Series 7, Series 31, and Series 66 license, and a SIE exam certificate. Alfred has a total of 20 approved state registrations and 2 approved IA state registrations. Alfred has a wide range of experience, having previously worked at J.P. Morgan Securities LLC and Chase Investment Services Corp. Alfred also owns a garage in Pontiac, MI that is used to store his car collection. Alfred has been with Raymond James & Associates, Inc. since February 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/12/2015 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
10/01/2012 - 02/25/2015
J.P. MORGAN SECURITIES LLC (BLOOMFIELD HILLS MI)
MI
03/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BLOOMFIELD HILLS MI)
MI
02/12/2010 - 02/25/2010
J.P. MORGAN SECURITIES INC. (GROSSE POINTE MI)
MI
10/24/2005 - 02/22/2010
CHASE INVESTMENT SERVICES CORP. (BLOOMFIELD HILLS MI)
NY
05/31/2002 - 10/11/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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