Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Giles is a financial advisor with over 13 years of experience in the financial services industry. Alfred Giles holds the Series 6, 7, 63, and SIE securities licenses. Currently, Alfred Giles is registered with Payden & Rygel Distributors in Los Angeles, CA. Alfred Giles previously worked at UBS Securities LLC in New York, NY and Credit Suisse Securities (USA) LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/02/2013 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
NY
05/24/2011 - 04/01/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
08/18/2009 - 06/01/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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