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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Kelly, a financial advisor with over 35 years of experience in the industry, has been with UBS Financial Services Inc. since March 2009. Alfred has a wide range of experience in the financial services industry, having previously worked with CITIGROUP GLOBAL MARKETS INC., OPPENHEIMER & CO., INC., and MCLAUGHLIN, PIVEN, VOGEL INC. Alfred is registered in 21 states and holds a variety of licenses and certifications including the Series 7, Series 31, Series 63, and Series 66. Alfred specializes in providing financial advice to a diverse clientele including high net worth individuals, individuals other than high net worth, businesses, and pension and profit sharing plans. UBS Financial Services Inc. is a leading global wealth manager with over $700 billion in assets under management. The firm offers a wide range of financial products and services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/30/2011 - Present
UBS Financial Services Inc. (RED BANK NJ)
NJ
06/02/1992 - 04/14/2009
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
NY
12/10/1984 - 06/25/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
05/24/1984 - 10/11/1984
MCLAUGHLIN, PIVEN, VOGEL INC.
BOTH
Issued 06/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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