Unclaimed
Alfred-enberg Udquim is a financial professional with over 2 years of experience in the securities industry. Alfred-enberg is currently registered with Mizuho Securities USA LLC and is licensed to conduct business in all 50 states and the District of Columbia. Previously, Alfred-enberg was employed by J.P. Morgan Securities LLC. Alfred-enberg holds the Series 7, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
DC
08/13/2019 - 05/18/2021
J.P. MORGAN SECURITIES LLC (WASHINGTON DC)
BC
Issued 10/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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