Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Edward Farley is a registered representative with Fidelity Brokerage Services LLC. Alfred has been in the securities industry since December 8, 2012 and has a Series 7, Series 55, Series 63, SIE, and Series 57TO. Alfred has held previous positions with Tigress Financial Partners, LLC, Telsey Advisory Group LLC, and OTR Global Trading LLC. Alfred is registered with the state of Rhode Island as well as all other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
07/18/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
01/20/2021 - 06/02/2022
TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)
NY
01/09/2017 - 01/19/2021
TELSEY ADVISORY GROUP LLC (NEW YORK NY)
MA
10/25/2012 - 01/13/2017
OTR GLOBAL TRADING LLC (BOSTON MA)
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Alfred Farley is the right advisor for you? Invested Better is here to help.
