Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Dominic Lopez is a financial advisor who has been in the industry since 1974. Alfred is currently registered with LPL Financial LLC. Alfred has been with LPL Financial since 2014. Previously, Alfred worked with NEXT FINANCIAL GROUP, INC. from 2006 to 2014, JACK DARDIS & ASSOCIATES, LTD. from 2004 to 2006, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC from 1997 to 2004 and ROBERT W. BAIRD & CO. INCORPORATED from 1998 to 2002. Alfred is a licensed financial advisor. Alfred holds Series 7TO, Series 63 and SIE licenses, and is registered in Alabama, Arizona, Florida, Louisiana and Virginia. Alfred is affiliated with LPL Financial LLC, which has offices in Fort Mill, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
06/02/2014 - Present
LPL Financial LLC (METAIRIE LA)
LA
05/02/2006 - 06/05/2014
NEXT FINANCIAL GROUP, INC. (METAIRIE LA)
LA
01/02/2004 - 05/04/2006
JACK DARDIS & ASSOCIATES, LTD. (METAIRIE LA)
WI
05/02/1997 - 01/05/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/09/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
01/10/1994 - 03/07/1996
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NY
12/14/1972 - 01/10/1994
MONY SECURITIES CORP. (NEW YORK NY)
NY
12/14/1972 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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