Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred David Barbato is a financial advisor with over 30 years of experience in the financial services industry. Alfred has a strong background in financial planning, portfolio management, and retirement planning. Alfred has worked with various firms throughout his career, including Wells Fargo Clearing Services, LLC, Santander Securities LLC, and CUSO Financial Services, L.P. Currently, Alfred is registered with LPL Financial LLC. Alfred is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
05/13/2022 - Present
LPL Financial LLC (PHOENIXVILLE PA)
PA
04/16/2018 - 05/20/2022
KEY INVESTMENT SERVICES LLC (HARLEYSVILLE PA)
PA
10/21/2016 - 04/05/2018
WELLS FARGO CLEARING SERVICES, LLC (PHOENIXVILLE PA)
PA
08/18/2014 - 09/21/2016
SANTANDER SECURITIES LLC (WAYNE PA)
PA
10/16/2012 - 08/11/2014
CUSO FINANCIAL SERVICES, L.P. (POTTSTOWN PA)
PA
04/06/2011 - 10/10/2012
PNC INVESTMENTS (BERWYN PA)
PA
05/18/2009 - 03/24/2011
CUSO FINANCIAL SERVICES, L.P. (HARRISBURG PA)
PA
07/16/2008 - 04/22/2009
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
06/11/2007 - 02/08/2008
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
VT
10/17/2005 - 05/18/2007
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
NC
10/26/1998 - 09/16/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
11/06/1997 - 04/27/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
RI
09/27/1996 - 11/21/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NC
01/01/1996 - 10/02/1996
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OR
01/05/1995 - 01/01/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MO
11/19/1993 - 01/05/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
10/05/1988 - 08/30/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/05/1988 - 08/30/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/04/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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