Unclaimed
Alfred Young is a registered representative with UBS Financial Services Inc. in Paramus, NJ. Alfred has been in the financial services industry since 2005 and has previously worked at Morgan Stanley and Citigroup Global Markets Inc. Alfred holds Series 7, 31, and 66 licenses. Alfred specializes in providing financial planning and portfolio management for individuals and businesses. Alfred is a registered representative in multiple states, including California, Colorado, Connecticut, Florida, Massachusetts, New Jersey, New York, South Carolina, Texas, and Utah. Alfred is also an investment advisor representative. You can reach Alfred at the UBS Financial Services Inc. Paramus branch office, located at 61 South Paramus Road, Mack Center IV, Paramus, NJ 07652.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/21/2016 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 01/13/2016
MORGAN STANLEY (PARAMUS NJ)
NJ
12/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NJ
01/27/2005 - 12/04/2006
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
BOTH
Issued 03/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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