Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Alden is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Alfred has over 13 years of experience in the financial services industry. He is a Series 7, Series 66 and SIE licensed advisor, and has been registered with FINRA for 13 years. Alfred has extensive experience in financial planning and investment management. He specializes in providing financial advice to individuals, families, and businesses. Alfred provides a range of services including financial planning, investment management, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/21/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
04/23/2008 - 05/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
11/19/2007 - 04/25/2008
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
NY
01/30/2001 - 07/18/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 5/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 5/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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