Unclaimed
Alford Alan Flanagan is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Alford Alan Flanagan has been in the industry since 2001 and is currently registered in Arkansas, Colorado, Iowa, Oklahoma, Tennessee, and Texas. Alford Alan Flanagan has passed the Series 6, 7, 63, and 65 exams. Alford Alan Flanagan is located in Tyler, Texas and can be reached at 2326 Dueling Oaks Dr, Ste B, Tyler, TX 75703.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
02/27/2014 - Present
Northwestern Mutual Investment Services, LLC (Tyler TX)
IA
Issued 02/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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