Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfonso? Claim Your ProfileAlfonso Victor Correa is a financial advisor with over 30 years of experience in the industry. He currently works for Calton & Associates, Inc. and is licensed to offer investment advice in numerous states. In addition to his Series 7, 6, and 63 licenses, Alfonso holds a Series 65 and SIE license, and has expertise in providing financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. His previous experience includes roles at IMS Securities, Inc., M.J. Whitman LLC, M.J. Whitman, Inc., HYM Financial, Inc., and Signature Broker-Dealer Services, Inc. Alfonso is a dedicated financial professional with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
11/13/2017 - Present
Calton & Associates, Inc. (Houston TX)
TX
02/25/2016 - 11/09/2017
IMS SECURITIES, INC. (HOUSTON TX)
TX
09/20/2002 - 02/25/2016
M.J. WHITMAN LLC (HOUSTON TX)
NY
05/18/1994 - 09/20/2002
M. J. WHITMAN, INC. (NEW YORK NY)
NJ
10/27/1992 - 05/18/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
MA
07/06/1992 - 10/09/1992
SIGNATURE BROKER-DEALER SERVICES, INC. (BOSTON MA)
IA
Issued 08/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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