Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfonso? Claim Your ProfileAlfonso Raich Ortega is a financial professional with experience in the securities industry. Alfonso has been active in the industry since February 8, 2022, and currently holds a General Securities Representative Examination (Series 7TO) and Securities Industry Essentials Examination (SIE) license. Alfonso is currently registered with TP Icap Global Markets Americas LLC. Previously, Alfonso was registered with Tullett Prebon Financial Services LLC and GFI Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/22/2022 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
02/08/2022 - 06/16/2022
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 02/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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