Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfonso? Claim Your ProfileAlfonso Miguel-romero is a financial professional with over 12 years of experience in the financial services industry. Alfonso is currently registered with Voya Financial Partners, LLC in Scottsdale, Arizona. Alfonso is also registered in Alaska, California, and Washington. Previously, Alfonso was employed by Empower Financial Services, Inc. in Greenwood Village, Colorado and MML Distributors, LLC in Phoenix, Arizona. Alfonso holds Series 6, 26, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/03/2023 - Present
Voya Financial Partners, LLC (Scottsdale AZ)
CO
01/04/2021 - 08/31/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
AZ
01/30/2017 - 01/04/2021
MML DISTRIBUTORS, LLC (PHOENIX AZ)
AZ
09/08/2011 - 02/07/2017
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
MA
09/08/2011 - 08/05/2013
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
BC
Issued 08/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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