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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfonso? Claim Your ProfileAlfonso Cioffi is an active advisor registered with LPL Financial LLC. Alfonso Cioffi is also registered as an Investment Advisor Representative in New York and Vermont. Alfonso Cioffi has been in the financial services industry since 1994. Alfonso Cioffi has worked for various companies throughout their career, including Key Investment Services LLC, BancNorth Investment Group, Inc., Fidelity Brokerage Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alfonso Cioffi specializes in financial planning, pension consulting, and portfolio management. Alfonso Cioffi is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/30/2012 - Present
LPL Financial LLC (WARRENSBURG NY)
VT
01/12/2010 - 06/06/2012
KEY INVESTMENT SERVICES LLC (RUTLAND VT)
VT
05/09/2007 - 03/27/2009
BANCNORTH INVESTMENT GROUP, INC. (BELLOWS FALLS VT)
NJ
04/13/2000 - 05/11/2007
FIDELITY BROKERAGE SERVICES LLC (MORRISTOWN NJ)
CT
05/15/1998 - 02/01/2000
INFINEX INVESTMENTS, INC. (MERIDEN CT)
NY
03/27/1996 - 11/01/1996
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
08/24/1994 - 03/28/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
09/09/1993 - 02/17/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
WI
10/17/1989 - 05/14/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
10/14/1987 - 10/19/1987
A. G. EDWARDS & SONS, INC.
NA
10/22/1986 - 10/06/1987
THOMAS JAMES ASSOCIATES, INC.
NA
07/29/1983 - 09/19/1983
FIRST INVESTORS CORPORATION
BOTH
Issued 12/02/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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