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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfonso? Claim Your ProfileAlfonso Garcia is a financial advisor with Wells Fargo Clearing Services, LLC. Alfonso Garcia has been in the industry since 1997 and has passed the Series 6, Series 7, Series 63 and Series 65 exams. Alfonso Garcia is registered in California, Kentucky, Arizona, and Texas and is also active in the state of Texas. In addition to working at Wells Fargo Clearing Services, LLC, Alfonso Garcia has held previous positions at Wells Fargo Investments, LLC, Essex National Securities, Inc., Citigroup Investment Services, and Cal Fed Investments. Alfonso Garcia has experience providing financial planning, investment consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/02/2025 - Present
Wells Fargo Clearing Services, LLC (BELL CA)
CA
05/18/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SOUTH GATE CA)
CA
09/24/2003 - 03/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/05/2003 - 08/22/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
07/07/1997 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 06/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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