Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfonso? Claim Your ProfileAlfonso Durazo is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Alfonso has over 20 years of experience in the financial industry. Alfonso holds Series 7, 63, and 65 licenses. Alfonso has worked with a variety of clients, including individuals, businesses, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Alfonso provides a variety of financial services, including investment management, portfolio management, and financial planning. Alfonso is committed to providing his clients with personalized and comprehensive financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
09/16/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
NV
12/09/2022 - 06/13/2024
LPL FINANCIAL LLC (LAS VEGAS NV)
CA
07/01/2020 - 09/09/2022
COPPER FINANCIAL (Los Angeles CA)
CA
10/18/2018 - 06/30/2020
CUSO FINANCIAL SERVICES, L.P. (Los Angeles CA)
CA
11/01/2013 - 03/08/2018
SCOTTRADE, INC. (LA MESA CA)
CA
10/01/2012 - 11/08/2012
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
CA
07/16/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
CA
12/04/2003 - 04/15/2009
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
NY
05/29/2001 - 12/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 11/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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