Unclaimed
Alfonso Antonio Alejo is a financial professional with over 17 years of experience in the industry. Alfonso is currently registered with Palladium Capital Group, LLC, a firm that is active in the Broker-Dealer and Investment Advisor space. Alfonso has held previous positions at CATO CAPITAL, LLC and CARROLL MCENTEE & MCGINLEY INCORPORATED, providing a diverse background in financial services. His areas of expertise include investments in securities, commodities, and interest rate options. Alfonso is dedicated to providing clients with personalized financial guidance and is committed to exceeding their expectations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/14/2015 - Present
Palladium Capital Group, LLC (VENICE FL)
NY
01/18/2007 - 11/07/2014
CATO CAPITAL, LLC (NEW YORK NY)
NA
07/25/1987 - 06/28/1988
CARROLL MCENTEE & MCGINLEY INCORPORATED
BC
Issued 02/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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