Unclaimed
Alexis Kappe is a financial professional with a Series 7TO and SIE license. Alexis works with Newedge Securities, Inc. and is registered with FINRA. Alexis has been in the financial industry since January 8, 2024. Newedge Securities, Inc. is a broker dealer located in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/09/2024 - Present
Newedge Securities, Inc. (San Francisco CA)
BC
Issued 01/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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