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Alexis X Kappe

Newedge Securities, Inc.

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About Alexis X Kappe

Alexis Kappe is a financial professional with a Series 7TO and SIE license. Alexis works with Newedge Securities, Inc. and is registered with FINRA. Alexis has been in the financial industry since January 8, 2024. Newedge Securities, Inc. is a broker dealer located in San Francisco, California.

Firm Information

Alexis Kappe is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexis Kappe’s Registration & Firm History

CA

01/09/2024 - Present

Newedge Securities, Inc. (San Francisco CA)

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Licenses & Designations

BC

Issued 01/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexis X Kappe.
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