Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Vaughan is a registered representative with Icbc Standard Securities Inc. in New York, NY. Alexis is a Series 7, Series 24 and Series 63 licensed financial professional. Alexis has been working in the financial services industry since 2004. Before joining Icbc Standard Securities Inc., Alexis was employed by VTB Capital Inc., Troika Dialog USA, INC. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/22/2017 - Present
Icbc Standard Securities Inc. (NEW YORK NY)
NY
09/19/2011 - 05/24/2017
VTB CAPITAL INC. (NEW YORK NY)
NY
06/27/2008 - 05/04/2011
TROIKA DIALOG USA, INC. (NEW YORK NY)
NY
09/13/2004 - 04/29/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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