Unclaimed
Alexis Anthony is a financial advisor with Truist Investment Services, Inc.. Alexis has been in the financial industry since 2007. Alexis holds Series 6 and Series 63 licenses. Alexis is registered with FINRA and has been registered in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/17/2021 - Present
Truist Investment Services, Inc. (CHARLOTTE NC)
NC
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
11/28/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
12/04/2006 - 05/30/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BC
Issued 04/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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