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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Vicente Saucedo is a financial advisor with Wells Fargo Clearing Services, LLC. Alexis has been in the financial services industry since 2018. Alexis holds Series 6, 7, 63, and 66 licenses. Alexis specializes in providing investment advice to individuals, businesses, and institutions. Alexis has experience in financial planning, portfolio management, and investment consulting. Alexis is registered to provide financial advice in Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Indiana, Kansas, Maryland, Minnesota, Missouri, Nebraska, Nevada, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Texas, Utah, and Washington. Prior to joining Wells Fargo Clearing Services, LLC, Alexis worked at Union Bank, a subsidiary of MUFG, as a financial advisor. Alexis is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/13/2023 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
05/05/2021 - 07/26/2021
UNIONBANC INVESTMENT SERVICES, LLC (UPLAND CA)
CA
08/21/2018 - 04/21/2021
WELLS FARGO CLEARING SERVICES, LLC (FONTANA CA)
BOTH
Issued 10/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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