Unclaimed
Alexis Valentin is a securities professional registered with FINRA and the state of New York. Alexis has been in the industry since June 12, 2021 and holds multiple securities licenses including Series 7, 63, 57TO, SIE, and 11. Alexis is currently employed by First Manhattan Securities LLC and is located in the New York, New York office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2021 - Present
First Manhattan Securities LLC (NEW YORK NY)
BC
Issued 02/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2022
Series 57TO - Securities Trader Exam
BC
Issued 06/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2018
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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