Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis V Schumann is an investment advisor representative registered in Arizona and New York. Alexis has been working in the financial industry since 2001 and is currently registered with Cadaret, Grant & CO., Inc.. Previously, Alexis has worked at Ladenburg Thalmann & Co. Inc., Osaic Wealth, Inc., Osaic Services, Inc., Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Securities Service Network, LLC, KMS Financial Services, Inc., Investcorp, Inc., Securities Service Network, Inc., ING Funds Distributor, LLC, SunAmerica Securities, Inc., Sentra Securities Corporation, Spelman & Co., Inc., and Vanguard Marketing Corporation. Alexis specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Alexis is also registered with the state of Arizona as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/24/2024 - Present
Cadaret, Grant & CO., Inc. (Cave Creek AZ)
NY
05/27/2020 - 06/27/2024
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
AZ
08/04/2014 - 06/27/2024
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
AZ
08/14/2012 - 06/27/2024
OSAIC SERVICES, INC. (SCOTTSDALE AZ)
GA
05/27/2020 - 06/18/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
05/27/2020 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
07/30/2014 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
08/04/2014 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
TN
05/27/2020 - 11/23/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
WA
05/27/2020 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
FL
05/27/2020 - 09/16/2020
INVESTACORP, INC. (MIAMI FL)
AZ
08/23/2011 - 08/03/2012
SECURITIES SERVICE NETWORK, INC. (SCOTTSDALE AZ)
AZ
09/30/2005 - 04/09/2010
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
AZ
06/04/2002 - 09/16/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
06/02/2003 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
06/02/2003 - 12/31/2004
SPELMAN & CO., INC. (PHOENIX AZ)
PA
04/16/2001 - 04/22/2002
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 04/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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