Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Spallone Lopez is a financial professional with over 10 years of experience in the industry. Alexis is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and is licensed to provide investment advice in Colorado, Idaho, Maine, Nevada and Washington. Alexis holds the Series 6, Series 63 and SIE licenses. Alexis is a specialist in providing financial planning and portfolio management services to individuals and high-net-worth individuals. Prior to joining Tiaa-Cref Individual & Institutional Services, LLC, Alexis was employed by GWFS Equities, INC. and Jackson National Life Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
09/04/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
11/01/2012 - 06/10/2014
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
12/23/2010 - 10/05/2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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