Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Ethridge is a financial professional with over 15 years of experience in the industry. Alexis is currently registered with Fidelity Brokerage Services LLC and has held previous positions with National Financial Services LLC and Fidelity Brokerage Services LLC. Alexis holds Series 7, 9, 10 and 63 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/17/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
12/23/2011 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
08/29/2011 - 11/22/2011
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
12/21/2006 - 04/21/2011
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 03/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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