Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Marie Thomas is a registered representative with Vanguard Marketing Corp., a firm based in CHARLOTTE, NC. Alexis has been in the financial services industry since 2024 and is licensed to conduct business in 53 states and territories. Alexis holds the Series 7TO and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/17/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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