Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Marie Sims is a financial advisor who has been in the industry since 2022. Sims is currently registered with Fidelity Personal AND Workplace Advisors. Sims has previously held positions at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, WELLS FARGO CLEARING SERVICES, LLC, FIDELITY BROKERAGE SERVICES LLC, ALLY INVEST SECURITIES LLC and WELLS FARGO CLEARING SERVICES, LLC. Sims holds Series 63, 66 and 7TO licenses, as well as the SIE. Sims has a strong track record of providing financial advice to individuals, corporations and other businesses, as well as pension plans. Sims is committed to providing clients with personalized financial advice and guidance that is tailored to their individual needs. Sims is also a strong advocate for financial literacy and believes that everyone should have access to the information and resources they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
03/14/2024 - Present
Fidelity Personal AND Workplace Advisors (NOBLESVILLE IN)
NC
10/05/2023 - 10/27/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MO
10/04/2022 - 11/09/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
FL
02/09/2022 - 04/04/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
NC
08/26/2020 - 09/27/2021
ALLY INVEST SECURITIES LLC (Charlotte NC)
NC
01/24/2020 - 06/02/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 03/08/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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