Unclaimed
Alexis Rios is a financial advisor with Empower Financial Services, Inc. Alexis holds the Series 6 and Series 63 licenses. Alexis started working in the financial industry in September of 2018. Alexis has been registered with the state of Colorado since October 2018. Alexis has a total of 52 state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/28/2018 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 10/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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