Unclaimed
Alexis Williams is a financial professional with Vanguard Marketing Corp., based in Plano, Texas. Alexis has been in the industry since October 2020 and is registered in Arizona, Texas, and Wisconsin. Alexis holds Series 7TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/21/2020 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 10/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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