Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis McCarthy is a financial professional with BOK Financial Securities, Inc. Alexis is based in Tulsa, Oklahoma and has been in the industry since August 2022. Alexis holds the Series 99TO (Operations Professional Examination) and the SIE (Securities Industry Essentials Examination) licenses. Alexis is registered with FINRA and is an active Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
08/29/2022 - Present
BOK Financial Securities, Inc. (Tulsa OK)
BC
Issued 08/27/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2022
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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