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Alexis Hess Sowuleski

Foreside Fund Services, LLC

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About Alexis Hess Sowuleski

Alexis Sowuleski is a registered representative with Foreside Fund Services, LLC. Alexis has been in the industry for over 6 months. Alexis has passed the Series 7TO, Series 63 and the SIE exams. Alexis is currently registered in California, Connecticut, Illinois, Kansas, New Jersey, New York, Ohio, Pennsylvania and South Carolina.

Firm Information

Alexis Sowuleski is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexis Sowuleski’s Registration & Firm History

CA

07/28/2023 - Present

Foreside Fund Services, LLC (Newport Beach CA)

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Licenses & Designations

BC

Issued 08/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexis Hess Sowuleski.
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