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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Bishop is a financial advisor with UBS Financial Services Inc. Alexis has been working in the financial services industry since April 3, 2000. Before joining UBS Financial Services Inc., Alexis worked at UBS PaineWebber Inc. and Salomon Smith Barney Inc. Alexis has a wide range of experience in the financial services industry and is registered to provide investment advice in many states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/17/2002 - Present
UBS Financial Services Inc. (ROCKLAND MA)
NJ
05/30/2000 - 01/08/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/26/1999 - 04/27/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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