Unclaimed
Alexis Guerra is a registered representative with Nylife Securities LLC, a firm based in Edinburg, Texas. Alexis has been in the financial services industry for over 10 years and is licensed to sell securities in Texas. Alexis holds a Series 7, Series 66 and SIE license. Prior to joining Nylife Securities LLC, Alexis was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/20/2020 - Present
Nylife Securities LLC (EDINBURG TX)
TX
11/08/2018 - 01/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARLINGEN TX)
BOTH
Issued 01/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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