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Alexis Guerra

Nylife Securities LLC

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About Alexis Guerra

Alexis Guerra is a registered representative with Nylife Securities LLC, a firm based in Edinburg, Texas. Alexis has been in the financial services industry for over 10 years and is licensed to sell securities in Texas. Alexis holds a Series 7, Series 66 and SIE license. Prior to joining Nylife Securities LLC, Alexis was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Alexis Guerra is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexis Guerra’s Registration & Firm History

TX

11/20/2020 - Present

Nylife Securities LLC (EDINBURG TX)

TX

11/08/2018 - 01/17/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARLINGEN TX)

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Licenses & Designations

BOTH

Issued 01/08/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/08/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alexis Guerra. Review regulatory record here.
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