Unclaimed
Alexis Gadient is a registered representative with Fifth Third Securities, Inc., holding a Series 6, Series 7 and Series 66 license. Alexis has been in the securities industry since October 2015. Alexis is registered to conduct business in Colorado, Florida, Georgia, Illinois, Indiana, Maryland, Michigan, Missouri, North Carolina, and Texas. The firm offers a variety of investment services, including portfolio management for individuals, businesses, and investment companies, financial planning, selection of other advisors, and sponsor wrap fee programs. The firm has over 1200 registered representatives and 886 investment adviser representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
10/23/2017 - Present
Fifth Third Securities, Inc. (FRANKLIN IN)
BOTH
Issued 10/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/4/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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