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Alexis Fuentes

Northwestern Mutual Investment Services, LLC

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About Alexis Fuentes

Alexis Fuentes is a registered representative of Northwestern Mutual Investment Services, LLC. Alexis has been in the industry since 2021 and holds the Series 7TO and SIE securities licenses. Alexis has experience working with banking or thrift institutions. Northwestern Mutual Investment Services, LLC, is a firm that provides investment research, referrals to other advisors, and other services.

Firm Information

Alexis Fuentes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Alexis Fuentes’s Registration & Firm History

MI

08/26/2024 - Present

Northwestern Mutual Investment Services, LLC (East Lansing MI)

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Licenses & Designations

BC

Issued 08/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alexis Fuentes. Review regulatory record here.
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