Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Fraser is a financial professional with over 18 years of experience in the industry. Alexis holds a Series 7, Series 24, Series 4, Series 55, Series 57TO and Series 63 license, and is registered with FINRA. Alexis is currently employed with ING Financial Markets LLC. Alexis specializes in the areas of securities trading, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2004 - Present
ING Financial Markets LLC (NEW YORK NY)
BC
Issued 11/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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