Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexis? Claim Your ProfileAlexis Wernberg is a financial advisor in Los Angeles, CA, with 17 years of experience in the industry. Alexis is registered with MUFG Securities Americas Inc. and holds FINRA Series 7, 24, 63, and 79 licenses. Alexis has previously worked at BTMU SECURITIES, INC., MUFG, BA INVESTMENT SERVICES, INC., and SEAFIRST INVESTMENT SERVICES, INC. Alexis specializes in helping clients with investment banking and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/01/2017 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
07/01/2014 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
CA
04/29/2013 - 06/30/2014
MUFG (LOS ANGELES CA)
CA
07/01/1998 - 07/20/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
10/11/1996 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BC
Issued 05/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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