Unclaimed
Alexis Moshang is a financial professional with over a decade of experience in the financial industry. Alexis currently works at Evercore Group LLC as a registered representative. Alexis has a strong background in investment banking and holds several industry licenses, including Series 7, 79, 63, and 24. Alexis previously worked at RBC Capital Markets, LLC and UBS Securities LLC. Alexis is registered in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
03/14/2014 - 08/17/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/30/2011 - 06/24/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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