Unclaimed
Alexis Hemphill is a financial advisor at Raymond James & Associates, Inc. Alexis has been in the financial industry since August 2018 and has worked for Charles Schwab & Co., Inc. prior to Raymond James. Alexis is a registered representative of Raymond James & Associates, Inc. and holds the Series 7, Series 63, and SIE licenses. Alexis specializes in working with individuals, businesses, high-net-worth individuals, corporations, pension and profit sharing plans, insurance companies, charitable organizations, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/30/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
AZ
07/09/2018 - 08/10/2020
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 11/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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