Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexie? Claim Your ProfileAlexie King is a financial advisor with over 20 years of experience in the industry. Alexie is currently registered with Wedbush Securities Inc. in Los Angeles, California. Alexie is Series 7TO, SIE, Series 57, and Series 1 licensed. In addition to Wedbush Securities Inc., Alexie has held previous positions at FINANCIAL WEST GROUP, CIBC WORLD MARKETS CORP., and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Alexie specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/06/2001 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
NV
01/07/2000 - 04/04/2001
FINANCIAL WEST GROUP (RENO NV)
NY
12/15/1987 - 01/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
03/10/1978 - 01/01/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
02/24/1978 - 03/10/1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
12/05/1974 - 02/24/1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2016
Series 57 - Securities Trader Exam
BC
Issued 12/02/1974
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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