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Alexia Shea

Northwestern Mutual Investment Services, LLC

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About Alexia Shea

Alexia Shea is a financial advisor with Northwestern Mutual Investment Services, LLC. She is registered with the state of Massachusetts and has passed the Series 7TO, Series 6TO and SIE exams. Alexia is located at 1 BEACON ST FL 21, BOSTON, MA 02108 and has been in the industry since September 2022.

Firm Information

Alexia Shea is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Alexia Shea’s Registration & Firm History

MA

09/26/2022 - Present

Northwestern Mutual Investment Services, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 10/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/26/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexia Shea.
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