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Alexei Kang Lee

Vision Financial Markets LLC

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About Alexei Kang Lee

Alexei Kang Lee is a financial professional with over 20 years of experience in the industry. Alexei is currently registered with Vision Financial Markets LLC and has been with the firm since 2012. Prior to joining Vision Financial Markets LLC, Alexei worked at a number of other financial institutions, including Midwood Securities, Inc., Walter N. Frank & Co., LLC, Monroe Parker Securities, Inc., Abaco International Corporation, Credit Lyonnais Securities (USA), Inc., and Daiwa Securities America Inc. Alexei is licensed to sell securities in the United States. Alexei has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice.

Firm Information

Alexei Lee is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexei Lee’s Registration & Firm History

CT

10/15/2012 - Present

Vision Financial Markets LLC (Stamford CT)

NY

07/26/2007 - 09/17/2007

MIDWOOD SECURITIES, INC. (NEW YORK NY)

NY

10/01/2000 - 06/28/2002

WALTER N. FRANK & CO., LLC (NEW YORK NY)

NY

06/07/1994 - 01/08/1998

MONROE PARKER SECURITIES, INC. (PURCHASE NY)

NY

01/13/1993 - 06/14/1994

ABACO INTERNATIONAL CORPORATION (NEW YORK NY)

NY

08/21/1990 - 09/30/1992

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

09/02/1987 - 01/30/1988

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alexei Kang Lee. Review regulatory record here.
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