Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexandria? Claim Your ProfileAlexandria Adams is a registered representative with Axos Clearing LLC. Alexandria has been in the securities industry since 2001. Alexandria is licensed in Colorado and has passed the Series 63, Series 7 and Series 99TO exams. Alexandria was previously employed by E*TRADE SECURITIES LLC and TCADVISORS NETWORK INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/13/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
02/18/2020 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
06/04/1999 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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