Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexandre? Claim Your ProfileAlexandre Martin-rosset is a financial professional with over 15 years of experience in the securities industry. Alexandre is currently registered with Tradition Securities and Derivatives LLC. Alexandre has a broad range of experience, having previously worked at EXANE, INC. and ICAP CORPORATES LLC. Alexandre holds Series 7, Series 63, Series 57TO and SIE licenses. Alexandre is registered in 10 states including California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/06/2022 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/20/2008 - 01/28/2022
EXANE, INC. (NEW YORK NY)
NJ
06/13/2007 - 10/01/2008
ICAP CORPORATES LLC (JERSEY CITY NJ)
BC
Issued 03/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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