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Alexandre Lacroix

Tradition Securities AND Derivatives LLC

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About Alexandre Lacroix

Alexandre Lacroix is a registered representative with Tradition Securities And Derivatives LLC. Alexandre has been in the industry since 2013. Alexandre holds a Series 63, SIE, Series 17, Series 55 and Series 7. Alexandre is registered in California, Massachusetts and New York. Alexandre was previously registered with TFS Derivatives Corporation and Beeson Gregory International, LLC.

Firm Information

Alexandre Lacroix is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexandre Lacroix’s Registration & Firm History

NY

03/31/2016 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

04/20/2015 - 04/28/2016

TFS DERIVATIVES CORPORATION (NEW YORK NY)

MA

04/15/1999 - 04/26/2001

BEESON GREGORY INTERNATIONAL, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 03/26/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2015

Series 17 - Limited Registered Representative Examination

BC

Issued 09/01/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexandre Lacroix.
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