Unclaimed
Alexandre Lacroix is a registered representative with Tradition Securities And Derivatives LLC. Alexandre has been in the industry since 2013. Alexandre holds a Series 63, SIE, Series 17, Series 55 and Series 7. Alexandre is registered in California, Massachusetts and New York. Alexandre was previously registered with TFS Derivatives Corporation and Beeson Gregory International, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/20/2015 - 04/28/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
MA
04/15/1999 - 04/26/2001
BEESON GREGORY INTERNATIONAL, LLC (BOSTON MA)
BC
Issued 03/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 17 - Limited Registered Representative Examination
BC
Issued 09/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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