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Alexandre Bertrand Duguet

BNP Paribas Securities Corp.

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About Alexandre Bertrand Duguet

Alexandre Bertrand Duguet is a financial professional with over 20 years of experience in the industry. Alexandre is currently a registered representative with BNP Paribas Securities Corp. He has extensive experience in the securities industry, having previously worked with BNP Paribas Securities Corp. from 2003 to 2009. Alexandre holds the Series 7, Series 7TO, Series 24, and Series 63 licenses. He is also registered with the state of New York.

Firm Information

Alexandre Duguet is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexandre Duguet’s Registration & Firm History

NY

02/21/2024 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

11/24/2003 - 03/03/2009

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/25/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2024

Series 24 - General Securities Principal Examination

BC

Issued 02/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexandre Bertrand Duguet.
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