Unclaimed
Alexandre Bertrand Duguet is a financial professional with over 20 years of experience in the industry. Alexandre is currently a registered representative with BNP Paribas Securities Corp. He has extensive experience in the securities industry, having previously worked with BNP Paribas Securities Corp. from 2003 to 2009. Alexandre holds the Series 7, Series 7TO, Series 24, and Series 63 licenses. He is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2024 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
11/24/2003 - 03/03/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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