Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexandra? Claim Your ProfileAlexandra Whalen is a registered representative with Cowen and Co. Alexandra has been in the securities industry since July 24, 2013. Alexandra is registered to sell securities in Connecticut, Florida, Illinois, Maryland, New Jersey, New York, and Virginia. Alexandra holds Series 63, Series 7, and SIE licenses. Prior to joining Cowen and Co., Alexandra was with CRT Capital Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/09/2016 - Present
Cowen AND Co. (Stamford CT)
CT
07/24/2013 - 05/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
BC
Issued 10/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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